Investment advisory services are provided by Zoe Financial, Inc. (Zoe Financial), an investment adviser registered with the U.S. Securities and Exchange Commission (SEC). Registration does not imply a certain level of skill or training. Learn more about Zoe Financial on the SEC’s Investment Adviser Public Disclosure website. Brokerage services are provided by Zoe Securities LLC and Apex Clearing Corporation, members of the Financial Industry Regulatory Authority Inc. (FINRA) and Securities Investor Protection Corporation (SIPC). Learn more about Zoe Securities and Apex on FINRA’s BrokerCheck website.
The documents on this page have been provided for your review when engaging with us. They describe key features of our platform and the risks of investing. It is critical that you review and understand them, to the extent they apply to the services you receive from us
Zoe Securities LLC Information, Agreements, & Disclosures
Form CRS – Answers to Conversation Starters
Business Continuity Plan Summary
Master Securities Lending Agreement
Zoe Financial Inc. Information, Agreements, & Disclosures